Compliance & Regulatory

Regulatory compliance and reporting needs to be viewed as a natural extension of the governance duties supported by the oversight of the top management and corporate board. Moreover, only good governance can ensure that compliance is aligned with the company’s business objectives and risk management strategies — and is thereby adding real value (and not just cost) to the organisation. Ultimately, the goal is to ensure that the spirit of compliance — as well as the letter of the law — is embraced in every corner of the enterprise. To add to the complexity, continous evolution of the regulatory requirement - which appears to be the new norm of the business environment - is adding to the challenges to building and maintaining reporting systems or components.

General Challenges

  • Reporting is laboured consuming precious resources
  • Reporting data/information that is not accurate
  • Existing reporting capability is inflexible - cannot add or delete information due to the changes in regulatory requirement
  • Reporting does not execute in a timely fashion

What we provide:

We work with our customers to enable them with a flexible, reliable compliance and reporting capability to help them be on the right side of the evolving and growing regulatory landscape across various business units and asset classes. Our range of service include:
  • Review existing reporting capability and suggest ways and provide options to further improve upon
  • Build customized end-to-end enteprise-wide regulatory reporting capability that integrates with your key systems
  • Implement reporting into the regulatory body leveraging provided api(s) and websites

Business Value:

  • Lower cost of building, owning, operating and maintaing the reporting module
  • Lower the management oversight required
  • Increase automation and free up resources